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FC-3.1.7

In addition, investment firm licensees must ensure that their MLRO is able to:

(a) Monitor the day-to-day operation of its policies and procedures relevant to this Module; and
(b) Respond promptly to any reasonable request for information made by the Financial Intelligence Directorate or the CBB.
Amended: October 2019
Amended: July 2010
Amended: January 2007