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DRA-2.2.5

The SRO's report to the CMSD shall include:

(a) Facts of the case;
(b) Laws, rules and regulations, or business rules of the SRO that could potentially have been contravened or violated;
(c) Prima-facie conclusions and evidence available; and
(d) Scope and nature of the investigation undertaken by the SRO.
July 2010