CSD-A.2.1A
A list of recent changes made to this Module is provided below:
Module Ref. | Change Date | Description of Changes |
CSD-1.1.1A to CSD-1.1.1C | 04/2013 | References added to requirements under Resolution No.(16) for the year 2012. |
CSD-1.2.3 | 04/2013 | Updated name change to Form 3. |
CSD-1.4.1 and CSD-1.4.1A | 04/2013 | Provided details of annual fee due to the CBB. |
CSD-3.1.9A and CSD-3.1.9B | 04/2013 | Added reference to report institutional information (IIS) to the CBB. |
CSD-5.3.12 | 04/2013 | Added reference to Form 3: Application for Approved Person Status |
CSD-5.3 | 04/2013 | Expanded the scope of this Section to include all approved persons occupying controlled functions and the various related Rules and Guidance. |
CSD-1.4 | 04/2014 | Clarified Rules and guidance on annual license fees. |
Module CSD | 04/2016 | Various minor corrections to clarify language and link defined terms to the glossary. |
CSD-A.1 | 04/2016 | Legal basis updated to reflect various Resolutions. |
CSD-3.1.1 and CSD-3.1.1A | 04/2016 | Added requirements dealing with shareholders' meetings. |
CSD-5.3 | 04/2016 | Amended to be in line with Resolution No (23) of 2015 on Prior Approval Requirements for Approved Persons. |
CSD-5.3.2A | 04/2016 | New Paragraph added to ensure segregation of responsibilities in licensees' staffing arrangements. |
CSD-B.2 | 07/2016 | Section deleted and moved to Glossary. |
CSD-1.2.1 | 07/2016 | Deleted duplicate type of license. |
CSD-1.3.3, CSD-1.3.11, CSD-3.5.3 and CSD-6.4.3 | 07/2016 | Changed from Rule to Guidance. |
CSD-1.4.1 | 07/2016 | Deleted legal reference as already included under CSD-A.1.17. |
CSD-2.16 and CSD-2.17 | 07/2016 | CSD-2.1.7 deleted and content moved to CSD-2.1.6 as Rule. |
CSD-2.6.11 | 07/2016 | Corrected cross reference. |
CSD-3.1.1 | 07/2016 | Corrected wording of Subparagraphs. |
CSD-3.1.18 | 07/2016 | Amended requirement to be applicable to all approved persons. |
CSD-1.3.12 | 07/2017 | Amended wording of paragraph. |
CSD-1.3.13 | 07/2017 | Added Paragraph to clarify the cost of publication. |
CSD-1.3.14 | 07/2017 | Added Paragraph on means of publication. |
CSD-5.3.7B | 04/2018 | Amended Paragraph. |
CSD-3.1.1A | 10/2020 | Added a new Paragraph on Provision of Financial Services on a Non-discriminatory Basis. |
CSD-3.7.7 | 01/2022 | Amended Paragraph on submission of report by auditors with regards to verification of money and assets placed with Licensed Clearing House. |