CSD-A.2.1A

A list of recent changes made to this Module is provided below:

Module Ref. Change Date Description of Changes
CSD-1.1.1A to CSD-1.1.1C 04/2013 References added to requirements under Resolution No.(16) for the year 2012.
CSD-1.2.3 04/2013 Updated name change to Form 3.
CSD-1.4.1 and CSD-1.4.1A 04/2013 Provided details of annual fee due to the CBB.
CSD-3.1.9A and CSD-3.1.9B 04/2013 Added reference to report institutional information (IIS) to the CBB.
CSD-5.3.12 04/2013 Added reference to Form 3: Application for Approved Person Status
CSD-5.3 04/2013 Expanded the scope of this Section to include all approved persons occupying controlled functions and the various related Rules and Guidance.
CSD-1.4 04/2014 Clarified Rules and guidance on annual license fees.
Module CSD 04/2016 Various minor corrections to clarify language and link defined terms to the glossary.
CSD-A.1 04/2016 Legal basis updated to reflect various Resolutions.
CSD-3.1.1 and CSD-3.1.1A 04/2016 Added requirements dealing with shareholders' meetings.
CSD-5.3 04/2016 Amended to be in line with Resolution No (23) of 2015 on Prior Approval Requirements for Approved Persons.
CSD-5.3.2A 04/2016 New Paragraph added to ensure segregation of responsibilities in licensees' staffing arrangements.
CSD-B.2 07/2016 Section deleted and moved to Glossary.
CSD-1.2.1 07/2016 Deleted duplicate type of license.
CSD-1.3.3, CSD-1.3.11, CSD-3.5.3 and CSD-6.4.3 07/2016 Changed from Rule to Guidance.
CSD-1.4.1 07/2016 Deleted legal reference as already included under CSD-A.1.17.
CSD-2.16 and CSD-2.17 07/2016 CSD-2.1.7 deleted and content moved to CSD-2.1.6 as Rule.
CSD-2.6.11 07/2016 Corrected cross reference.
CSD-3.1.1 07/2016 Corrected wording of Subparagraphs.
CSD-3.1.18 07/2016 Amended requirement to be applicable to all approved persons.
CSD-1.3.12 07/2017 Amended wording of paragraph.
CSD-1.3.13 07/2017 Added Paragraph to clarify the cost of publication.
CSD-1.3.14 07/2017 Added Paragraph on means of publication.
CSD-5.3.7B 04/2018 Amended Paragraph.
CSD-3.1.1A 10/2020 Added a new Paragraph on Provision of Financial Services on a Non-discriminatory Basis.
CSD-3.7.7 01/2022 Amended Paragraph on submission of report by auditors with regards to verification of money and assets placed with Licensed Clearing House.