CRA-10.3 Approval Requirements
- Change in Name
- Change of Address
- Change in Legal Status
- Change in Authorised or Issued Capital
- Client Asset Transfers
- Licensed Regulated Activities
- Carrying out Business in Another Jurisdiction
- Mergers, Acquisitions, Disposals and Establishment of New Subsidiaries
- Outsourcing Arrangements
- Matters Having a Supervisory Impact
- Dividend Distribution
- External Auditor
- Approved Persons
- Withdrawals