CM-4.4.13

The limits for connected counterparties have been set as follows:

Exposures funded on and off balance sheet (excluding RIAs) as a percentage of consolidated Total Capital

Connected Counterparties Individual Limit Aggregate Limit
Controllers and their subsidiaries 0% 0%
Approved persons (and their close family members) and Shari'a Board Members 10% 25%
Associates, other related parties not mentioned above and unconsolidated subsidiaries 15%
Total (including senior management and others)   25%
Amended: April 2015
Amended: January 2015
Amended: April 2011
Amended: January 2011
Added: April 2008