High Level Standards
- LR Licensing Requirements
- PB Principles of Business
- HC High Level Controls
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HC High-level Controls[versions up to October 2010]
- HC-A Introduction[versions up to October 2010]
- HC-B General guidance and best practice[versions up to October 2010]
- HC-1 Corporate Governance[versions up to October 2010]
- HC-2 Approved Persons[versions up to October 2010]
- HC-3 Compliance officer/manager[versions up to October 2010]
- HC-4 [This Chapter deleted 07/2006 – left blank.][versions up to October 2010]
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HC High-Level Controls [Versions Up To April 2023]
- HC-A Introduction
- HC-B Scope of Application
- HC-1 The Board
- HC-2 Approved Persons Loyalty
- HC-3 Audit Committee and Financial Statements Certification
- HC-4 Appointment, Training and Evaluation of the Board
- HC-5 Remuneration of Approved Persons and Material Risk-Takers
- HC-6 Management Structure
- HC-7 Communication between Board and Shareholders
- HC-8 Corporate Governance Disclosure
- HC-9 The Principles of Islamic Shari'a
- Appendix A Audit Committee
- Appendix B Nominating Committee
- Appendix C Remuneration Committee
- AU Auditors and Accounting Standards
- GR General Requirements