‹ CL-B.1.1 CL-B.1.3 › CL-B.1.2 Since Category 1 and Category 2 investment firms only are permitted to undertake the activity specified in Rule CL-B.1.1, the requirements contained in this Module do not apply to Category 3 investment firm licensees. ‹ CL-B.1.1 CL-B.1.3 ›
