‹ CL-1.3 Client Reporting CL-1.3.2 › CL-1.3.1 An investment firm licensee that holds client assets for a client must send a statement of all client assets held by the investment firm licensee to its client at least once a year or as often as agreed with that client. ‹ CL-1.3 Client Reporting CL-1.3.2 ›