‹ BR-2.3.12 BR-2.3.14 › BR-2.3.13 Rule BR-2.3.12 applies whether or not the investment firm licensee is required to be regulated locally in the jurisdiction where it proposes to undertake the investment business. Amended: July 2010 Amended: October 2009 Adopted: July 2007 ‹ BR-2.3.12 BR-2.3.14 ›