‹ BR-1A.4.3 BR-1B.4 Report on Private Placements › BR-1A.4.4 Investment firm licensees failing to comply with the requirements of Paragraphs BR-1A.4.1 and BR-1A.4.2 are subject to date sensitive requirements and other enforcement actions as outlined in Module (EN) Enforcement. Added: April 2017 ‹ BR-1A.4.3 BR-1B.4 Report on Private Placements ›