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BC-2.12.1

The minimum information that should be contained in promotional material includes:

(a) The name of the investment firm licensee communicating the promotional material;
(b) The investment firm licensee's category of license;
(c) The investment firm licensee's address;
(d) A description of the main characteristics of the financial instrument involved or service offered;
(e) Suitable warning regarding the risks of the financial instrument involved and/or service offered; and
(f) A clear statement indicating that, if a retail client (as defined in Section BC-2.2) is in any doubt about the suitability of the agreement which is the subject of the promotion, he should consult his own financial adviser, or else the investment firm licensee.
Amended: January 2007