CRA-4 Business Standards and Ongoing Obligations
- CRA-4.1 General Obligations
- CRA-4.2 Auditors and Accounting Standards
- CRA-4.3 Listing of Crypto-assets
- CRA-4.4 Dealing with Clients
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CRA-4.5 Client Protection
- Segregation and Handling of Clients' Assets
- Client Money
- Reconciliation of Clients' Money
- Risk Disclosure to Clients
- Disclosure of General Terms and Conditions
- Disclosure of the Terms of Transactions
- Acknowledgement of Disclosure
- Confirmation Note
- Prevention of Fraud
- Client Agreements and Statements
- Monthly Statement of Account
- Duty to Provide Statement of Account on Request
- No Restriction on Withdrawal of Client Assets
- CRA-4.6 Marketing and Promotion
- CRA-4.7 Complaints
- CRA-4.8 Professional Indemnity Coverage
- CRA-4.9 Other Obligations
- CRA-4.10 Matters Requiring Approval of CBB
- CRA-4.11 Compliance
- CRA-4.12 Additional requirements applicable to Crypto-asset Exchange Licensees