MAE-2.11.37
Past version: Effective from 01 Oct 2017 to 31 Mar 2022
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The CBB may, by notice in writing, issue a direction to the
(a) Compliance with the requirements of the CBB Law, Rules and Regulations;
(b) The conduct of business or operations of the equity crowdfunding market;
(c) The appointment or removal of the approved persons;
(d) Fees payable;
(e) Restrictions on the types of investors or participants who may have access to an equity crowdfunding market;
(f) The capital market products or Islamic capital market products that may be hosted on equity crowdfunding market;
(g) The services that may be offered;
(h) The requirement to notify the CBB of any changes to the equity crowdfunding platform operator's business;
(i) The requirement to submit periodic reports to the CBB;
(j) The requirement to maintain relevant records;
(k) The requirement to submit to the CBB for its approval, any proposed rules or any proposed amendment to existing rules of the equity crowdfunding market; and
(l) Any other matter as the CBB considers necessary for the protection of investor or the proper functioning of an equity crowdfunding market.
Added: October 2017