Versions

 

MAE-5.3.7B

Past version: Effective from 01 Apr 2016 to 31 Mar 2018
To view other versions open the versions tab on the right

When the request for approved person status forms part of a license application, the Form 3 must be marked for the attention of the Director, Licensing and Policy Directorate. When the submission to undertake a controlled function is in relation to an existing licensee, the Form 3 must be marked for the attention of the Director, Capital Markets Supervision. In the case of the MLRO, Form 3 should be marked for the attention of the Director, Compliance Directorate.

Added: April 2016