DRA-4.1.7
Past version: Effective from 01 Jul 2010 to 31 Mar 2020
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The Disciplinary Committee may impose the following penalties:
(a) Reminder;
(b) Warning;
(c) Confiscation of all or part of the CMSP's guarantee;
(d) Suspension of trading by violating companies for a period not exceeding four months;
(e) Striking off the listed companies and unlisted companies, or the transfer of a listed company into an unlisted company whose securities are admitted for trading;
(f) Suspension of a CMSP's membership for a period not exceeding four months;
(g) Cancellation of membership of a CMSP , and any other person with a similar status membership; or
(h) Any other penalty available, as per the rules of the SRO .
July 2010