DRA-A.2.5

Past version: Effective from 01 Jan 2020 to 31 Mar 2020
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Chapter 8 (Articles 73 to 92) of the BSE Internal Regulation specifies the procedures to be followed by the Disciplinary Board; registering complaints against members and listed companies of the BSE, investigations to be conducted by the Control and Investigation Unit of the BSE, decision-making process of the Disciplinary Board, and notification of the decision.

Module Ref. Change Date Description of Changes
DRA-4.1.6 01/2020 Amended Paragraphs on approval of the SRO’s policies and procedures.
Amended: January 2020
Added: July 2010