CSD-5.3.10
Past version: Effective from 01 Apr 2013 to 31 Mar 2016
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In determining where there may be a conflict of interest arising, factors that may be considered will include whether:
(a) A person has breached any fiduciary obligations to the licensed clearing house or central depository or terms of employment;
(b) A person has undertaken actions that would be difficult to defend, when looked at objectively, as being in the interest of the licensed clearing house or central depository ; and
(c) A person has failed to declare a personal interest that has a material impact in terms of the person's relationship with the licensed clearing house or central depository in general, and interest in holding any listed securities or futures contracts in particular.
Amended: April 2013