CSD-5.3.7

Past version: Effective from 01 Apr 2013 to 31 Mar 2016
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The Compliance Officer shall on the identification of any breach referred to in Paragraph CSD-5.3.6(b), report such breach to the CBB without delay for the investigation and shall provide full assistance to the latter in investigating the conduct occurring on or through the licensed clearing house or central depository.

Amended: April 2013