MAM-3.3.4
Without prejudice to the provisions of rule MAM-3.1.2 (e), no person shall, directly or indirectly, in connection with the subscription, purchase or sale of any securities:
(a) Employ any device, practice, scheme or artifice to defraud;
(b) Engage in any act or course of business which operates as a fraud or deception, or is likely to operate as a fraud or deception, upon any person;
(c) Make any statement he knows to be false in a material particular; or
(d) Omit to state a material fact necessary in order to make the statements made, in the light of the circumstances under which they were made, not misleading.
November 2010