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MIR-5.1.2

Past version: Effective from 15 Dec 2009 to 31 Mar 2013
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In rule MIR-5.1.1 "substantial shareholder" means a person who alone or together with his associates:

(a) Holds not less than 5% of the shares in the licensed member; or
(b) Is in a position to control not less than 5% of the votes in the licensed member.
Adopted January 2010