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CBB Rulebook: Contents

  • Common Volume
  • Central Bank of Bahrain Volume 1—Conventional Banks
  • Central Bank of Bahrain Volume 2—Islamic Banks
  • Central Bank of Bahrain Volume 3—Insurance
  • Central Bank of Bahrain Volume 4—Investment Business
  • Central Bank of Bahrain Volume 5—Specialised Licensees
  • Central Bank of Bahrain Volume 6—Capital Markets
    • Part A
      • Introduction
      • Institutions
        • MAE — Markets and Exchanges
        • CSD — Clearing, Settlement and Depository
        • MIR Market Intermediaries and Representatives License
          • MIR-A Introduction
          • MIR-B Scope
          • MIR-1 Legal Basis and Regulated Activities
          • MIR-2 Licensing
          • MIR-3 Authorisation
            • MIR-3.1 Authorisation of Approved Persons
            • MIR-3.2 Basis for Approval
            • MIR-3.3 Fit and Proper
            • MIR-3.4 Approved Persons
              • MIR-3.4.1
              • Prior Approval Requirements and Process
              • Assessment of Application
              • Appeal Process
              • Notification Requirements and Process
                • MIR-3.4.11
                • MIR-3.4.12
            • MIR-3.5 Amendment of Authorisation
            • MIR-3.6 Cancellation of Authorisation and Power of CBB to Remove Approved Person
            • MIR-3.7 Criteria to Determine Failure to Discharge Duties or Functions by Approved Persons
          • MIR-4 Business Standards and Ongoing Obligations
          • MIR-5 Substantial Shareholding in a Licensed Member
          • MIR-6 Control of a Licensed Member
          • MIR-7 Business Transfer
          • MIR-8 Listing of a Licensed Member
          • MIR-9 Emergency Powers of the CBB
        • CRA Crypto-Asset
        • SIO Stablecoin Issuance & Offering
      • Market Standards
      • Ongoing Obligations
      • High Level Standards
      • Dispute Resolution and Investor Protection
      • International Co-operation
    • Part B
    • Quarterly Updates
    • Ad-hoc Communications
    • Archive
  • Central Bank of Bahrain Volume 7—Collective Investment Undertakings
  • Bahrain Bourse (BHB) Material
  • Central Bank of Bahrain and Financial Institutions Law 2006
  • Bahrain Anti Money Laundering Law 2001
  • Regulation Governing Collective Investment Schemes June 2003
  • Bahrain Stock Exchange Law 1987
  • Bahrain Financial Trust Law 2006
  • Bahrain Insurance Law 1987
  • Bahrain Monetary Agency Law 1973
  • Commercial Companies Law 2001
  • CBB Disclosure Standards
  • CBB Debt Securities Guidelines
  • Ministerial Order — Money Laundering
  • CBB Resolution on Dissemination of Listed Companies' Financial Statements and Board of Directors' Meetings
  • CBB Regulations and Resolutions
  • The Corporate Governance Code of the Kingdom of Bahrain
  • Archive
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Breadcrumb

  1. Central Bank of Bahrain Volume 6—Capital Markets
  2. Part A
  3. Institutions
  4. MIR Market Intermediaries and Representatives License
  5. MIR-3 Authorisation
  6. MIR-3.4 Approved Persons
  7. Notification Requirements and Process
  8. MIR-3.4.11
  Versions

 
  • Dec 15 2009 - Mar 31 2016
  • Apr 01 2016 - Jun 30 2016
  • Jul 01 2016
‹ Notification Requirements and Process MIR-3.4.12 ›

MIR-3.4.11

Past version: Effective from 15 Dec 2009 to 31 Mar 2016
To view other versions open the versions tab on the right

The member must immediately notify the CBB when an approved person ceases to hold a controlled function together with an explanation as to the reasons why. In such cases, their approved person status is automatically withdrawn by the CBB.

Adopted January 2010
‹ Notification Requirements and Process MIR-3.4.12 ›

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