MIR-3.4.3

Past version: Effective from 15 Dec 2009 to 31 Mar 2016
To view other versions open the versions tab on the right

When the request for approved person status forms part of a license application, it must be marked for the attention of the Director, Licensing and Policy Directorate. When the submission to undertake a controlled function is in relation to an existing member, except if dealing with a MLRO, it must be marked for the attention of the Director, Capital Markets Supervision Directorate.

Adopted January 2010