MIR-A.2.5
Past version: Effective from 01 Apr 2014 to 30 Jun 2014
To view other versions open the versions tab on the right
A list of recent changes made to this Module is undertaken below:
| Module Ref. | Change Date | Description of Changes |
| MIR-B.2.7, MIR-B.2.8A, MIR-B.2.17A, MIR-B.2.20A | 04/2013 | Amended and added definitions. |
| MIR-2.1.1 | 04/2013 | Clarified licensing requirements. |
| MIR-2.1.2 | 04/2013 | Clarified Subparagraph (d). |
| MIR-2.1.4A to MIR-2.1.4C | 04/2013 | References added to requirements under Resolution No.(16) for the year 2012. |
| MIR-2.1.5 | 04/2013 | Removed reference to conventional bank as Islamic banks are also covered since reference is made to Volumes 1 and 2. |
| MIR-2.2.4 | 04/2013 | Deleted dealers and exempt members from licensing categories. |
| MIR-2.2.4A | 04/2013 | Included external and proprietary membership conditions. |
| MIR-2.2.5 | 04/2013 | Deleted reference to 'dealer' as discount brokers are not able to trade through dealers. |
| MIR-2.2.7 | 04/2013 | Deleted licensing conditions of dealers. |
| MIR-2.2.8A and MIR-2.2.8B | 04/2013 | Included specific external membership requirements. |
| MIR-2.2.8C | 04/2013 | Included the proprietary membership requirements. |
| MIR-2.2.9 | 04/2013 | Clarified general status of clearing member. |
| MIR-2.2.11 | 04/2013 | Updated name change to Form 3. |
| MIR-2.2.11A and MIR-2.2.11B | 04/2013 | New criteria for external members. CBB to retain market conduct supervision powers. |
| MIR-2.2.12 | 04/2013 | Included specific reference to licensing. |
| MIR-2.2.12A | 04/2013 | Included general requirements for licensing as requirements for authorisation by the exchange. |
| MIR-2.2.12B | 04/2013 | Included provision for licensing amendment. |
| MIR-2.3 and MIR-2.4 | 04/2013 | These Sections were deleted as exempted member was deleted as a licensing category. |
| MIR-2.8.1 and MIR-2.8.1A | 04/2013 | Provided details of annual fees due to the CBB. |
| MIR-2.10.1 | 04/2013 | Included specific Rules for place of business. |
| MIR-3.1.6 to MIR-3.1.8 | 04/2013 | Moved reference from Section MIR-4.17 on compliance officer and added reporting from compliance officer to the CBB. |
| MIR-3.2.2 | 04/2013 | Added new residency requirements. |
| MIR-3.4.2 | 04/2013 | Added reference to Form 3: Application for Approved Person Status. |
| MIR-4.7.7 | 04/2013 | Included market maker agreement content. |
| MIR-4.7.7A | 04/2013 | Included criteria to be a market maker. |
| MIR-4.9.3 and MIR-4.9.4 | 04/2013 | Added reference to report institutional information (IIS) to the CBB. |
| MIR-4.12.4(i) | 04/2013 | Added regulatory disclosure as exception from maintaining confidentiality. |
| MIR-4.17 | 04/2013 | This Section was deleted and requirements moved to Paragraphs MIR-3.1.6 and MIR-3.1.7. |
| MIR-2.8 | 04/2014 | Clarified Rules and guidance on annual license fees. |