Glossary History

Past version: Effective from 01 Jan 2014 to 30 Sep 2014
To view other versions open the versions tab on the right

Change Date Description of Changes
April 2007 Initial Launch
July 2007 Amendment of definition of "Administrator(s)"
July 2011 Inclusion of Capital Markets Rulebook Definitions
January 2012 Clarified definition of independent director; amended definition of chief executive; added definition of listed company.
April 2012 Definitions with references to Module CIU deleted as these are now covered under Volume 7.
April 2013 Amended definition for discount broker.
Added definitions for external trading member, financial services, licensee, market maker and proprietary trading member.
January 2014 New glossary terms added to incorporate terms for Module OFS.