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Part B

Table of Contents
 
Glossary of Defined TermsGlossary of Defined Terms Jul 2025PDF Version
CBB Authorisation FormsForm CIU(A)Application for Authorisation of a CIU
[Deleted in Oct 2012 as now included under Volume 7]		Oct 12 
Form CIU(R)Application for Registration of a CIU
[Deleted in Oct 2012 as now included under Volume 7]		Oct 12 
MAE FormsMarkets and Exchanges Forms
Form 1Application for Approval as a Licensed Exchange or Licensed Market OperatorApr 13PDF Version
Form 2Information on Shareholders and SubsidiariesApr 20PDF version
Form 3Application for Approved Person StatusApr 20PDF Version
Form 4Application for Exemption from the Requirement to be a Licensed Exchange or Licensed Market OperatorApr 08PDF Version
Form 8Approval for Business TransferApr 08PDF Version
CSD FormsClearing, Settlement and Despository Forms
Form 1Application for a Business License as a Clearing House or Central DepositoryApr 13PDF Version
Form 2Notice of Intent to Establish or Operate a Clearing facility or Central DepositoryApr 09PDF Version
Form 3Application for Approved Person StatusApr 20PDF Version
Form 4Information on Shareholders and SubsidiariesApr 20PDF Version
CRA FormsCrypto-Asset Forms
Form 1Application for a LicenseApr 20PDF version
Form 2Information on Shareholders and SubsidiariesApr 20PDF version
Form 3Application for Approved Person StatusApr 20PDF version
DDADirect Debit AuthorisationApr 20PDF version
PIIRProfessional Indemnity Insurance ReturnApr 20PDF version
MIR FormsMarket Intermediaries and Representatives Licence Forms
Form 1Application for Approval as a Licensed MemberApr 13PDF Version
Form 2Information on Shareholders and SubsidiariesApr 20PDF Version
Form 3Application for Approved Person StatusApr 20PDF Version
Form 4Application for Exemption from the Requirements to be a Licensed Member
[Deleted in April 2013]		Apr 13 
Form 5Approval for Business TransferApr 13PDF Version
Form LP 1LP Application FormJuly 17PDF Version
Form LP 2GP Application FormJuly 17PDF Version
Form PCC 1PCC Application FormJuly 17PDF Version
Form PCC 2Conversion to PCC Application FormJuly 17PDF Version
CBB Reporting FormsMAE FormsMarkets and Exchanges Forms
Form 5Monthly Statistics to be Submitted by a Licensed Exchange Operating a Securities MarketApr 08PDF Version
Form 6Quarterly Statistics to be Submitted by a Licensed Exchange Operating a Securities MarketApr 08PDF Version
Form 7Monthly Statistics to be Submitted by a Licensed Exchange Operating a Futures MarketApr 08PDF Version
Form CIU(QS)CIU Quarterly Statistical Return
[Deleted in Oct 2012 as now included under Volume 7]		Oct 12 
Form STR[Deleted in July 2016]Jul 2016 
Form ALFAnnual License FeeApr 20PDF Version
Supplementary InformationAML AppendicesAnti-Money Laundering and Combating of Financial CrimeOct 19PDF Version
OFS AppendicesOffering of Securities
[OFS Appendix 1 Prospectus for Equity Securities: Updated Oct 17]		Jan 21 
MIR AppendicesMarket Intermediaries and Representatives License
[MIR Appendix 1 Segregation and Handling of Clients' Assets Agreed Upon Procedures: Added Jan 18]		Jan 18 
TMA AppendicesTakeovers, Mergers and Acquisitions
[TMA Appendices A, B, C, D : Updated Jan 22]		Jan 22PDF Version
TMA Appendix ENotice for Compulsory Acquisition TemplateJan 22PDF Version
TMA Appendix FRight to Sell-Out Notice TemplateJan 22PDF Version
DIS AppendicesInstructions for Publication of Press Releases
[DIS Appendix 1: Added Jan 2020]		Jan 20PDF Version
 Disclosure Standards
[DIS Appendix 2: Added Jan 2020]		Jan 20PDF Version
CRACrypto-asset
Appendix ANIST Cyber Security FrameworkApr 23PDF Version
Appendix BCyber Security Incident ReportApr 23PDF Version
Appendix CRA-1WhitepaperApr 23PDF Version
Appendix CRA-2Crypto-asset Advisor DeclarationApr 23PDF Version
Appendix CRA-3Digital Token Issuer’s Board of Director DeclarationApr 23PDF Version
Appendix CRA-4Digital Token Legal Advisor DeclarationApr 23PDF Version
SIOStablecoin Issuance and Offering
Appendix ANIST Cyber Security FrameworkJul 25PDF Version
Appendix BCyber Security Incident ReportJul 25PDF Version
Appendix CWhitepaperJul 25PDF Version
Appendix DRecovery Plan IndicatorsJul 25PDF Version
Appendix EFinancial PenaltiesJul 25PDF Version
Appendix FTransaction ReportingJul 25PDF Version