‹ Record Keeping TC-3 Transitional Provisions › TC-2.2.4 Past version: Effective from 01 Jul 2010 to 30 Sep 2013 To view other versions open the versions tab on the right An investment firm licensee should make and retain records of: (a) The criteria applied in assessing continuing competence; (b) The annual assessment of competence; and (c) Record of CPD hours undertaken by each approved person and appointed representative. Adopted: July 2010 ‹ Record Keeping TC-3 Transitional Provisions ›