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TC-2.2.2

Past version: Effective from 01 Jul 2010 to 30 Sep 2013
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An investment firm licensee should ensure that maintaining competence for an approved person and appointed representative takes into account:

(a) Application of technical knowledge;
(b) Application and development of skills; and
(c) Any market changes and changes to products, legislation and regulation.
Adopted: July 2010