TC-2.1.6

Versions

Jul 01 2010 - Sep 30 2013
Oct 01 2013

Past version: Effective from 01 Jul 2010 to 30 Sep 2013
To view other versions open the versions tab on the right

Individuals holding the controlled functions of compliance officer and MLRO/DMLRO and appointed representatives in an investment firm licensee must undergo a minimum of 15 hours of CPD, in their area, per annum.

Adopted: July 2010

Location:

TC-2.1.6