‹ TC-1.1.20 [deleted] Investment Consultant or Investment Adviser › TC-1.1.21 In accordance with Rule AU-1.2.12, the role of financial instruments traders, who must be knowledgeable of various areas within the financial industry and any significant market developments, involves: (a) Buying financial instruments; or (b) Selling financial instruments. Adopted: July 2010 ‹ TC-1.1.20 [deleted] Investment Consultant or Investment Adviser ›