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  • Financial Instruments Trader

    • TC-1.1.20 [deleted]

      [Paragraph deleted in January 2011].

      Deleted: January 2011

    • TC-1.1.21

      In accordance with Rule AU-1.2.12, the role of financial instruments traders, who must be knowledgeable of various areas within the financial industry and any significant market developments, involves:

      (a) Buying financial instruments; or
      (b) Selling financial instruments.
      Adopted: July 2010