Custom print

TC-1.1.14

Past version: Effective from 01 Jul 2010 to 31 Mar 2011
To view other versions open the versions tab on the right

In accordance with Paragraph HC-2.4.3, an employee of appropriate standing must be designated by investment firm licensees for the position of compliance officer. The duties of the compliance officer, who must have Bahraini residency, are outlined in more details in Section HC-2.4 and include:

(a) Having responsibility for oversight of the licensee's compliance with the requirements of the CBB; and
(b) Reporting to the licensee's Board in respect of that responsibility.
Adopted: July 2010