TC-1.1.11

Versions

Jul 01 2010 - Dec 31 2010
Jan 01 2011

Past version: Effective from 01 Jul 2010 to 31 Dec 2010
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Individuals holding the position of head of function in an investment firm licensee must hold relevant professional qualifications and experience as outlined in Appendix TC-1 as a minimum.

Adopted: July 2010

Location:

TC-1.1.11