TC-B.1.6
Past version: Effective from 01 Jul 2010 to 30 Sep 2013
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In implementing this Module,
(a) Individuals recruited by the investment firm licensee to perform a controlled function or appointed representatives hold suitable qualifications and experience appropriate to the nature of the business;
(b) Individuals performing a controlled function or appointed representatives remain competent for the work they do; and
(c) Individuals performing a controlled function or appointed representatives are appropriately supervised.
Adopted: July 2010