TC-A.1.2

Past version: Effective from 01 Jul 2010 to 30 Sep 2013
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Module TC provides Rules and Guidance to Investment firm licensees to ensure satisfactory levels of competence, in terms of an individual's knowledge, skills, experience, and professional qualifications. Investment firm licensees, are required to demonstrate that individuals undertaking controlled functions and appointed representatives are sufficiently competent, and are able to undertake their respective roles and responsibilities.

Adopted: July 2010