ES-2.5.2

Past version: Effective from 01 Jul 2010 to 30 Sep 2013
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Where approved persons holding controlled functions and appointed representatives are occupying positions within the investment firm licensee, do not meet the qualifications and core competencies outlined in Appendix TC-1 at the time of the issuance of Module TC, the investment firm licensee must ensure that such individuals will meet the requirements of Module TC by 31st December 2011 at the latest.

Adopted: July 2010