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BR-2.3.19

Past version: Effective from 01 Apr 2013 to 31 Dec 2022
To view other versions open the versions tab on the right

An investment firm licensee must seek prior approval from the CBB for the following:

(a) Outsourcing of their internal audit function (ref. HC-6.4.4 and RM-7.4)
(b) Material intra-group outsourcing (ref. RM-7.3.3); or
(c) Outsourcing other material functions (RM-7.1).
Amended: April 2013
Adopted: October 2009