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BR-1.4.9

Past version: Effective from 01 Jul 2010 to 31 Dec 2021
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Investment firm licensees must submit a Professional Indemnity Insurance Return (Form PIIR) on a quarterly basis (ref. GR-9.1.1). This requirement is applicable to Category 2 and Category 3 investment firm licensees only.

Amended: July 2010
Adopted: October 2009