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BR-1.4.8

Past version: Effective from 01 Jul 2010 to 31 Dec 2021
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Investment firm licensees must report any actual or attempted fraud incident (however small) to the appropriate authorities (including the CBB) (ref. FC-10.1.4). This requirement is applicable to Category 1 and Category 2 investment firm licensees only.

Amended: July 2010
Adopted: October 2009