Investment firm licensees must summarise the results of the licensee's annual board review referred to in Paragraph HC-1.11.1 in the form of a written certification, to be signed by all Board members, and sent to the CBB within 3 months of the licensee's financial year-end (ref. HC-1.11.2). This requirement is applicable to Category 1 investment firm and Category 2 investment firm licensees only.