Where the investment firm licensee's group or parent reports its own capital adequacy position to its regulatory authority (on a group or 'solo' basis), a copy of this calculation must be provided to the CBB within 30 calendar days from the due date to the other regulatory authority (ref. RM-8.1.12). This requirement is applicable to Category 1 investment firm and Category 2 investment firm licensees only.
Amended: July 2012
Adopted: October 2009