ES-1.5.3

Past version: Effective from 01 Jul 2007 to 30 Jun 2010
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Module HC applies to Bahraini investment firm licensees, including their overseas branches (where either the same or equivalent provisions to those in Module HC should apply). Overseas investment firm licensees must demonstrate that the same or equivalent arrangements apply to the whole company, and that these arrangement provide for effective high-level controls over activities conducted in the Bahrain branch.

Added: July 2007