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BR-3.3.1

Past version: Effective from 01 Jul 2007 to 30 Jun 2012
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Investment firm licensees must take reasonable steps to ensure that all information they give the CBB is:

(a) Factually accurate or, in the case of estimates and judgements, fairly and properly based after appropriate enquiries have been made by the investment firm licensee; and
(b) Complete, in that it should include anything of which the CBB would reasonably expect notice.
Adopted: July 2007