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CBB Rulebook: Contents

  • Common Volume
  • Central Bank of Bahrain Volume 1—Conventional Banks
  • Central Bank of Bahrain Volume 2—Islamic Banks
  • Central Bank of Bahrain Volume 3—Insurance
  • Central Bank of Bahrain Volume 4—Investment Business
    • Part A
      • Introduction
      • High Level Standards
      • Business Standards
      • Reporting Requirements
        • BR CBB Reporting
          • Chapter BR-A Introduction
          • Chapter BR-B Scope of Application
          • Chapter BR-1 Prudential Reporting
          • Chapter BR-2 Notifications and Approvals
            • BR-2.1 Introduction
            • BR-2.2 Notification Requirements
            • BR-2.3 Approval Requirements
              • Change in Name
              • Change of Address
              • Change in Legal Status
              • Change in Authorised or Issued Capital
              • Client Asset Transfers
              • Controllers and Close Links
                • BR-2.3.10
                • BR-2.3.11
              • Carrying out Business in Another Jurisdiction
              • Mergers, Acquisitions, Disposals and Establishment of New Subsidiaries
              • Share Option Schemes
              • BR-2.3.16 [Deleted]
              • Outsourcing Arrangements
              • Matters Having a Serious Supervisory Impact
              • Capital Adequacy
              • Licensed Regulated Services
              • Private Placement of Securities
              • External Auditor
              • Approved Persons
          • Chapter BR-3 Information Gathering by the CBB
        • PD Public Disclosure
      • Enforcement & Redress
      • Sector Guides
    • Part B
    • Quarterly Updates
    • Ad-hoc Communications
    • Archived Part A
  • Central Bank of Bahrain Volume 5—Specialised Licensees
  • Central Bank of Bahrain Volume 6—Capital Markets
  • Central Bank of Bahrain Volume 7—Collective Investment Undertakings
  • Bahrain Bourse (BHB) Material
  • Central Bank of Bahrain and Financial Institutions Law 2006
  • Bahrain Anti Money Laundering Law 2001
  • Regulation Governing Collective Investment Schemes June 2003
  • Bahrain Stock Exchange Law 1987
  • Bahrain Financial Trust Law 2006
  • Bahrain Insurance Law 1987
  • Bahrain Monetary Agency Law 1973
  • Commercial Companies Law 2001
  • CBB Disclosure Standards
  • CBB Debt Securities Guidelines
  • Ministerial Order — Money Laundering
  • CBB Resolution on Dissemination of Listed Companies' Financial Statements and Board of Directors' Meetings
  • CBB Regulations and Resolutions
  • The Corporate Governance Code of the Kingdom of Bahrain
  • Archive
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Breadcrumb

  1. Central Bank of Bahrain Volume 4—Investment Business
  2. Part A
  3. Reporting Requirements
  4. BR CBB Reporting
  5. Chapter BR-2 Notifications and Approvals
  6. BR-2.3 Approval Requirements
  7. Controllers and Close Links
  8. BR-2.3.11
  Versions

 
  • Jul 01 2007 - Sep 30 2009
  • Oct 01 2009 - Sep 30 2015
  • Oct 01 2015
‹ BR-2.3.10 Carrying out Business in Another Jurisdiction ›

BR-2.3.11

Past version: Effective from 01 Oct 2009 to 30 Sep 2015
To view other versions open the versions tab on the right

Every investment firm licensee authorised in Bahrain is required to submit an annual report on its controllers, as per Paragraph GR-5.1.8, and close links as set out in Paragraph GR-6.1.3.

Amended: October 2009
Adopted: July 2007
‹ BR-2.3.10 Carrying out Business in Another Jurisdiction ›

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