Custom print

BR-2.3.7

Past version: Effective from 01 Jul 2007 to 30 Sep 2009
To view other versions open the versions tab on the right

In accordance with Section GR-5.1, investment firm licensees must seek CBB approval and give reasonable advance notice of any of the following events concerning the investment firm licensee:

(a) A person acquiring control or ceasing to have control;
(b) An existing controller acquiring an additional type of control (such as ownership or significant influence) or ceasing to have a type of control;
(c) An existing controller increasing the percentage of shares or voting power beyond 10%, 20% or 50%; and
(d) An existing controller becoming or ceasing to be a parent undertaking.
Adopted: July 2007