BR-2.1.3

Past version: Effective from 01 Jul 2007 to 30 Sep 2009
To view other versions open the versions tab on the right

An investment firm licensee must make the notifications and approvals required in Chapter BR-2 immediately it becomes aware, or has information which reasonably suggests, that any of the matters in Chapter BR-2 has occurred, may have occurred or may occur in the near future.

Adopted: July 2007