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BR-1.1.8

Past version: Effective from 01 Jan 2012 to 30 Sep 2016
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For Category 1 and Category 2 investment firm licensees, the Quarterly Prudential Returns for the quarter ending 30 June (or semi-annually, depending on the licensee's financial year-end) must be reviewed by the firm's external auditor, unless otherwise exempted in writing by CBB.

Amended: January 2012
Amended: January 2011
Amended: October 2009
Adopted: July 2007