‹ Risk Management Function RM-1.1.11 › RM-1.1.10 Past version: Effective from 01 Jul 2010 to 30 Sep 2013 To view other versions open the versions tab on the right An investment firm licensee must have a separate risk management function commensurate with the nature, scale and complexity of its business. Amended: July 2010 Amended: April 2008 Adopted: July 2007 ‹ Risk Management Function RM-1.1.11 ›