HC-1.1.1

Versions

Jul 01 2007 - Jun 30 2008
Jul 01 2008 - Dec 31 2010
Jan 01 2011

Past version: Effective from 01 Jul 2008 to 31 Dec 2010
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Category 1 and Category 2 investment firms must have a Board of Directors ('the Board'). The Board is ultimately accountable and responsible for the management and performance of the licensee.

Amended: July 2008
Adopted: July 2007

Location:

HC-1.1.1