HC-A.2.2
A list of recent changes made to this Module is provided below:
Module Ref. | Change Date | Description of Changes |
HC-1.2 | 04/2008 | Clarified CBB requirements for board composition. |
HC-1.1.1 | 07/2008 | Corrected that Category 1 and Category 2 investment firms must have a board of directors. |
HC-1.2.3 | 07/2008 | Expanded requirements on board composition. |
HC-1.2.14 | 07/2008 | Added a new Paragraph dealing with limits on number of directorships held. |
HC-B.1.2 | 10/2009 | Amended to reflect applicability of Module to Category 3 |
HC-2.1.3 | 10/2009 | Added a new Paragraph of requirements for Chief Executive/General Manager |
HC-2.4.4 | 10/2009 | Expanded requirements for Compliance function. |
HC-2.1 | 07/2010 | Updated to include requirements for Chief Executive/ General Manager/ Managing Director. |