HC-A.2.2

Past version: Effective from 01 Jul 2010 to 31 Dec 2010
To view other versions open the versions tab on the right

A list of recent changes made to this Module is provided below:

Module Ref. Change Date Description of Changes
HC-1.2 04/2008 Clarified CBB requirements for board composition.
HC-1.1.1 07/2008 Corrected that Category 1 and Category 2 investment firms must have a board of directors.
HC-1.2.3 07/2008 Expanded requirements on board composition.
HC-1.2.14 07/2008 Added a new Paragraph dealing with limits on number of directorships held.
HC-B.1.2 10/2009 Amended to reflect applicability of Module to Category 3
HC-2.1.3 10/2009 Added a new Paragraph of requirements for Chief Executive/General Manager
HC-2.4.4 10/2009 Expanded requirements for Compliance function.
HC-2.1 07/2010 Updated to include requirements for Chief Executive/ General Manager/ Managing Director.