FC-A.2.3
Past version: Effective from 01 Jan 2020 to 31 Mar 2020
To view other versions open the versions tab on the right
A list of recent changes made to this Module is detailed in the table below:
| Module Ref. | Change Date | Description of Changes |
| FC-4.3.1 | 07/2006 | Updated telephone number for the Director, Compliance Directorate. |
| FC-A.1 | 01/2007 | Updated to reflect new CBB Law: new Rule FC-A.1.4 introduced Categorising this Module as a Directive. |
| FC-4.3.1 | 01/2007 | Updated new e-mail address for the Compliance Directorate. |
| FC-3.3.7 | 04/2008 | Clarified to whom in the CBB, the reports required under Paragraph FC-3.3.1 should be submitted to. |
| Table of Contents | 07/2008 | Added Supplementary Information Documents to Part B. |
| FC-1.1.11 | 07/2010 | Cross reference added. |
| FC-1.2.1, FC-1.2.3, FC-1.2.5, FC-1.9, FC-3.1, FC-3.2.1, FC-3.3.7, FC-4.2.3 and FC-4.3.1 | 07/2010 | Paragraphs amended. |
| FC-1.6 and FC-1.7 | 07/2010 | New sections added regarding enhanced CDD for charities, clubs and societies and “pooled funds'. |
| FC-3.3 | 07/2010 | Heading amended. |
| FC-A.1.4 | 01/2011 | Clarified legal basis. |
| FC-1.6.4 | 01/2011 | Corrected name of Compliance Directorate. |
| FC-3.1.6 | 01/2011 | Amended requirements for position of MLRO. |
| FC-3.1.6 | 10/2011 | Corrected minor typo to be in line with other Volumes of the CBB Rulebook. |
| FC-3.3 | 10/2011 | Amended Section to allow for CBB-approved consultancy firm to do required sample testing and report under Paragraph FC-3.3.1. |
| FC-3.3.5 and FC-3.3.6 | 01/2012 | Amended to reflect the addition of approved consultancy firm. |
| FC | 10/2014 | Updated to reflect February 2012 update to FATF Recommendations. |
| FC-1.1.11 | 10/2015 | Clarified Rule for incomplete customer due diligence. |
| FC-10.1.4 | 01/2016 | Clarified Rule. |
| FC-1.2.8 | 07/2016 | Change made for consistency across CBB Rulebook. |
| FC-1.5.1 | 07/2016 | Aligned definition of PEPs as per FATF Recommendations. |
| FC-1.5.4 | 07/2016 | Definition of PEPs is already included in Glossary so this guidance paragraph was deleted. |
| FC-4.2.3 | 07/2016 | Updated instructions for STR. |
| FC-1.2.9A | 01/2017 | Added guidance paragraph on CR printing |
| FC-7.2.1AA | 04/2017 | Implementing and complying with the United Nations Security Council resolutions requirement. |
| FC-1.1.2B | 10/2017 | Amended paragraph on CDD requirements. |
| FC-1.2.7 | 10/2017 | Amended paragraph. |
| FC-1.2.8A | 10/2017 | Added new paragraph on legal entities or legal arrangements CDD. |
| FC-2.2.10 — FC-2.2.11 | 10/2017 | Amended paragraphs on On-going CDD and Transaction Monitoring |
| FC-3.1.3A | 10/2017 | Added paragraph on combining MLRO or DMLRO position with any other position within the licensee. |
| FC-B.2.4 | 01/2018 | Amended paragraph. |
| FC-1.8.1 | 01/2018 | Amended paragraph. |
| FC-1.10.1 | 01/2018 | Deleted sub-paragraph. |
| FC-4.2.6 | 01/2018 | Amended paragraph. |
| FC-7.1.4 | 01/2018 | Amended paragraph. |
| FC-7.2.2 | 01/2018 | Deleted paragraph. |
| FC-1.1.2 | 07/2018 | Deleted sub-paragraph (a). |
| FC-1.2.1 | 07/2018 | Amended Paragraph deleting the threshold. |
| FC-1.10.2 | 07/2018 | Amended Paragraph. |
| FC-1.10.3 | 07/2018 | Deleted Paragraph. |
| FC-1.10.9 | 07/2018 | Deleted Paragraph. |
| FC-1.10.1 | 01/2019 | Amended references. |
| FC-3.3.2 - FC-3.3.5 | 01/2019 | Amended references. |
| FC-3.3.7 | 01/2019 | Amended references. |
| FC-6.1.2 | 01/2019 | Amended references. |
| FC-1.9.2 | 10/2019 | Amended authority name. |
| FC-3.1.7 | 10/2019 | Amended authority name. |
| FC-3.2.1 | 10/2019 | Amended authority name. |
| FC-4.2.3 | 10/2019 | Amended authority name. |
| FC-4.3.2 | 10/2019 | Amended authority name. |
| FC-7.2.1AA | 10/2019 | Defined 'without delay'. |
| FC-1.1.1 | 01/2020 | Amended Paragraph on procedures approval. |
| FC-1.2.1 | 01/2020 | Added a new sub-Paragraph. |
| FC-3.2.1(d) | 01/2020 | Amended sub-Paragraph. |
| FC-3.3.5 | 01/2020 | Amended Paragraph on report submission date. |
| FC-3.3.7 | 01/2020 | Amended Paragraphs references. |